AML- Transaction Monitoring Sr. Analyst - Job DescriptionResponsibilities for TM Sr. Analyst
● Review deposits, withdrawals, transfers, and trading activity to identify money laundering,
terrorist financing, and market abuse red flags, via alerts generated by the transaction
monitoring system ...
● In addition, assess if there is anything else unusual about a transaction, particularly based on
experience of previous transactions
● Assess the relevance of the geographies of the remitter and beneficiaries of the transaction
where there are grounds for suspicion or a requirement for guidance in relation to an alert
● Profiling of customers highlighted through the transaction monitoring alert process
● Ensure accurate, complete, and up-to-date internal documentation to provide evidence of
decisions and reasoning based on the facts and the potential ML/FT risk identified.
● Communicate with relevant business line and other functional units
● Effectively investigate, document, and identify suspicious activity and use judgment for to
determine if case needs to be escalated to L2 for further investigation and subsequent
submission of a SAR/STR
● Produce accurate and quality work (90-95%) under tight deadlines and minimal supervisionQualifications
● University graduate
● CAMS certification or any industry recognized AML certification will be a plus
● Fluent in English (spoken and written)
● Minimum 3-6 years related banking, compliance, audit experience with a minimum of 2-5 years
specific experience relating to transaction monitoring and alert dispositions according to specific
banking policies and relevant AML legislations across NA, EU & APAC jurisdictions
● Maintain a working knowledge of anti-money laundering related requirements including BSA,
USA Patriot Act, OFAC, SEC, FINRA, and other applicable US, UK EMEA regulations
● Actively engage in the identification of potential process shortcomings or required
enhancementsTechnical & Behavioral Competencies
● Proficient in Microsoft Word, Excel, Outlook and PowerPoint
● Ability to work in a high-pressure environment with strict tight deadlines
● Strong research and analytical skills
● Well-developed interpersonal, problem-solving, and influencing skills
● Exhibit high willingness to collaborate with all levels of the organization
● Familiarity with platforms & tools like Factiva, Dow Jones Risk, Pega, Fenergo, Actimize, World
Check, Lexis Nexis and RDC
experience
7show more AML- Transaction Monitoring Sr. Analyst - Job DescriptionResponsibilities for TM Sr. Analyst
● Review deposits, withdrawals, transfers, and trading activity to identify money laundering,
terrorist financing, and market abuse red flags, via alerts generated by the transaction
monitoring system
● In addition, assess if there is anything else unusual about a transaction, particularly based on
experience of previous transactions
● Assess the relevance of the geographies of the remitter and beneficiaries of the transaction
where there are grounds for suspicion or a requirement for guidance in relation to an alert
● Profiling of customers highlighted through the transaction monitoring alert process
● Ensure accurate, complete, and up-to-date internal documentation to provide evidence of
decisions and reasoning based on the facts and the potential ML/FT risk identified.
● Communicate with relevant business line and other functional units
● Effectively investigate, document, and identify suspicious activity and use judgment for to
determine if case needs to be escalated to L2 for further investigation and subsequent ...
submission of a SAR/STR
● Produce accurate and quality work (90-95%) under tight deadlines and minimal supervisionQualifications
● University graduate
● CAMS certification or any industry recognized AML certification will be a plus
● Fluent in English (spoken and written)
● Minimum 3-6 years related banking, compliance, audit experience with a minimum of 2-5 years
specific experience relating to transaction monitoring and alert dispositions according to specific
banking policies and relevant AML legislations across NA, EU & APAC jurisdictions
● Maintain a working knowledge of anti-money laundering related requirements including BSA,
USA Patriot Act, OFAC, SEC, FINRA, and other applicable US, UK EMEA regulations
● Actively engage in the identification of potential process shortcomings or required
enhancementsTechnical & Behavioral Competencies
● Proficient in Microsoft Word, Excel, Outlook and PowerPoint
● Ability to work in a high-pressure environment with strict tight deadlines
● Strong research and analytical skills
● Well-developed interpersonal, problem-solving, and influencing skills
● Exhibit high willingness to collaborate with all levels of the organization
● Familiarity with platforms & tools like Factiva, Dow Jones Risk, Pega, Fenergo, Actimize, World
Check, Lexis Nexis and RDC
experience
7show more
