Roles & Responsibilities
1. Responsible for entire Internal Audit Function.
2. Preparation and periodic review of Audit policy.
3. Participate in development and/or maintenance of customised risk assessment, audit
planning, and audit testing methodologies, including development and maintenance of audit
...
programs and tools, and audit reporting and follow-up methodologies.
4. Liaise with audit teams and branches for executing risk based audits.
5. Prepare audit reports based on reviews conducted and submit the same to the head internal
audit and the board audit committee.
6. Facilitate the financial and operational reviews of internal control processes and computer
systems across the organisation.
7. Conduct inspection of physical existence of security over Bank assets; verify accuracy of
accounting records and reports; review the adequacy of manual and automated systems of
internal control.
8. Undertake transaction audits of high risk and fraud - prone areas such as cash, deposits,
sundry and suspense accounts, internet banking.
9. Devise audit checklists and test products along with processes/ procedures to foresee
pitfalls and bottlenecks and ensure these are resolved.
10.Ensure concurrent audit program is in line with guidelines issued by RBIA.
11.Ensure completion of assigned audits and documentation of work papers on time.
12.Assist in keeping audit procedure manual and checklists.
13.Co-ordinate Risk Based Supervision process.
14.Engaging auditors for conducting IS Audit and other related areas.
15.Maintain open communication with the Management and the Audit Committee.
show more
Roles & Responsibilities
1. Responsible for entire Internal Audit Function.
2. Preparation and periodic review of Audit policy.
3. Participate in development and/or maintenance of customised risk assessment, audit
planning, and audit testing methodologies, including development and maintenance of audit
programs and tools, and audit reporting and follow-up methodologies.
4. Liaise with audit teams and branches for executing risk based audits.
5. Prepare audit reports based on reviews conducted and submit the same to the head internal
audit and the board audit committee.
6. Facilitate the financial and operational reviews of internal control processes and computer
systems across the organisation.
7. Conduct inspection of physical existence of security over Bank assets; verify accuracy of
accounting records and reports; review the adequacy of manual and automated systems of
internal control.
8. Undertake transaction audits of high risk and fraud - prone areas such as cash, deposits,
sundry and suspense accounts, internet banking.
9. Devise audit checklists and test products along with processes/ procedures to foresee
...
pitfalls and bottlenecks and ensure these are resolved.
10.Ensure concurrent audit program is in line with guidelines issued by RBIA.
11.Ensure completion of assigned audits and documentation of work papers on time.
12.Assist in keeping audit procedure manual and checklists.
13.Co-ordinate Risk Based Supervision process.
14.Engaging auditors for conducting IS Audit and other related areas.
15.Maintain open communication with the Management and the Audit Committee.
show more
